The U.S. Securities and Exchange Commission has decided to formally revoke enforcement staff's authorization to formally ...

The Managed Funds Association, a private fund industry group, has urged the U.S. Securities Exchange Commission (SEC) to ...

The U.S. Securities and Exchange Commission (SEC) drastically reduced its accounting and auditing enforcement activity in fiscal year 2024, the ...

Federal regulators accused Cambridge Investment advisors of steering clients to investments that made more money for their ...

SEC employees have until March 21 to decide, according to a February 28 all-staff memo from the SEC's chief operating officer ...

The US Securities and Exchange Commission has extended the deadline to approve a slew of altcoin ETFs, including Grayscale’s ...

The U.S. SEC extended the timeline for when they will decide on spot exchange-traded funds (ETFs) for cryptocurrencies, ...

The securities regulator's long-delayed rule expanding the scope of certain trading platforms shouldn't have tried to include ...

The US Securities and Exchange Commission is investigating a municipal-bond sale by a Detroit suburb that was hacked last year by cyber criminals, resulting in the theft of about $30 million of ...

The U.S. Securities and Exchange Commission on Thursday filed to dismiss its lawsuit against Coinbase COIN.O, the largest U.S. cryptocurrency exchange, putting an end to a legal battle as the ...

Recently, cryptocurrency exchange DGQEX announced a major milestone: successfully obtaining the Regulation D license issued ...

The SEC in 2022 proposed requiring some crypto firms to register as alternative trading systems, drawing criticism from the ...