Michael Burry’s Scion Asset Management has terminated its registration status with the SEC.

New York fintech firm April has unveiled tax calculation software that lets investors and advisors see the tax impact of an equity sale equity or some other liquidation event before they execute it, ...

The crypto asset manager had net income of $203.3 million on revenue of $318.7 million for the nine months ended Sept. 30, compared with net income of $223.7 million on revenue of $397.9 million a ...

JPMorgan’s guidelines permit supervisors to use an internal chatbot to help compose their write-ups, but warns them that technology is “not a substitute for human judgment.” It also forbids them from ...

Carpe Diem: Breaking The Bottleneck Almost every business owner agrees that transition planning is important. Yet most have done little or nothing about it. With more and more baby boomers moving into ...

For decades, advisory firms chased the same holy grail: grow the business by adding more advisors, more staff, more office space, more overhead, more compliance, more everything. The theory was simple ...

Firms that standardize processes today create the foundation for every future innovation.

As physical and climate risks alongside environmental impacts reshape markets, spatial intelligence is becoming another tool for wealth advisors serving affluent clients.

RBC Wealth Management has added a former Morgan Stanley team with $707 million in client assets to its Fargo, N.D., branch. The McGrath Group, led by Patrick McGrath, a managing director and financial ...

U.S. credit and debit-card spending climbed in October from a year earlier by the most since early 2024, reflecting strong demand from higher-income households as well as price increases, according to ...

In the first two weeks of November, &Partners, a hybrid broker-dealer and RIA launched two years ago by the former CEO of Wells Fargo Advisors, has lured four new advisory teams with $1.6 billion in ...

In separate announcements in less than a week, Raymond James has recruited three financial advisors to its employee advisor channel (Raymond James & Associates), who collectively managed about $500 ...