Artificial intelligence is creating opportunities for financial advisors to save time spent on the minutiae in their business, but the benefit of the technology will only be realized if that time is ...

Empower Retirement 's registered investment advisor unit has filed a lawsuit alleging breach of contract and misappropriation of trade secrets against venture-capital-backed upstart RIA Savvy Advisors ...

Cerity Partners is the latest firm to delve further into the private market space, with a new partnership aimed at giving clients access to the secondary market.

The House of Representatives has passed new package of bills that includes legislation aimed at broadening the "accredited investor" definition, expanding access to capital for small business, and ...

Swiss lawmakers have proposed a compromise on the planned capitalization requirements for UBS ' foreign subsidiaries, sending its shares up by around 5%, according to news reports.

LPL Financial 's spectrum of affiliation options is allowing the firm to recruit advisors from parts of the industry that had previously eschewed the firm, according to Chief Growth Officer Marc Cohen ...

The wirehouse has resumed hiring experienced financial advisors after a period of highly selective recruiting, Bank of America CEO Brian Moynihan said Wednesday. Merrill Lynch is getting back into a ...

Financial advisors working with clients older than 73 may need to check whether they've taken their required minimum distributions from pre-tax retirement investment accounts this year — because it ...

Registered investment advisory giant Creative Planning announced it has acquired longstanding RIA Marshall Financial Group, in Doylestown, Pennsylvania.

America's largest banks have engaged in so-called "debanking" practices, denying or hampering services to industries such as oil and gas and gun manufacturers, the Office of the Comptroller of the ...

Wells Fargo and one of its Connecticut-based financial advisors are facing a lawsuit alleging sexual harassment, discrimination and a hostile work environment.

Motley Fool Wealth Management, a registered investment advisory firm linked to online investment research publication The Motley Fool, announced Friday that it signed an agreement to join Apollon ...