Adoption of these applications has grown exponentially, but some advisors and attorneys say caution is warranted.

Industry experts say Edward Jones was at risk of being left behind if it didn't offer access to investments that are becoming ...

Certified financial planners will pay an additional $120 a year for the CFP designation, starting in October. The CFP board said the fee hike will help fund expanded advertising efforts.

UBS' Americas unit benefited from a swift uptick in client transactions in April, but that activity has since subsided, CEO Sergio Ermotti told analysts.

Advisor and women in wealth advocate Cary Carbonaro charts her struggle for respect and pay parity after a buyout by a big ...

Cary Carbonaro is an award-winning certified financial planner with over 25 years of experience.

Financial planners who take their customers through a difficult calculation can add a lot of value that may sometimes get ...

Novel legal theories and a lower bar for plaintiffs could unleash an explosion in ERISA-based lawsuits against 401(k) plan ...

Experts say it's not just about cold, hard numbers. Knowing client expectations can also make or break any potential deal.

A judge found that the alleged victims of a scam run by a now-disgraced representative of Oppenheimer furnished no evidence ...

With the market in correction territory, retirees banking on generating income from their investments may need to rethink ...