Becton Dickinson (BDX) issued the following statement: “BD has reached an agreement with the U.S. Securities and Exchange Commission (SEC) to resolve the previously disclosed investigation related to ...
The Supreme Court clawed back the Securities and Exchange Commission’s (SEC) powers Thursday by invalidating the agency’s internal system used to seek civil fraud penalties. The 6-3 decision along ...
Earlier this year, the Securities and Exchange Commission (the “SEC”) introduced a new filing system, referred to as EDGAR Next, which establishes an authentication process for EDGAR filers seeking to ...
WASHINGTON (AP) — U.S. stock exchanges and markets must establish a uniform system for tracking all orders and trades under a rule approved Wednesday. The Securities and Exchange Commission said the ...
WASHINGTON (Reuters) - The Securities and Exchange Commission (SEC) did not fully comply with federal controls when making enhancements to its corporate filing system, according to a September report ...
The SEC approved a PCAOB standard that establishes a risk-based quality control system for public accounting firms. The PCAOB adopted QC 1000, A Firm’s System of Quality Control, on May 13, pending ...
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