US SEC revokes staff's authority to launch formal probes, notice says
The U.S. Securities and Exchange Commission has decided to formally revoke enforcement staff's authorization to formally ...
US private funds ask SEC to rethink Gensler-era rules
The Managed Funds Association, a private fund industry group, has urged the U.S. Securities Exchange Commission (SEC) to ...
Iowa-based Cambridge Investment companies to settle SEC complaint for $15 million
Federal regulators accused Cambridge Investment advisors of steering clients to investments that made more money for their ...
US Securities and Exchange Commission offers staff $50,000 to resign or retire, memo says
SEC employees have until March 21 to decide, according to a February 28 all-staff memo from the SEC's chief operating officer ...
Blockonomi1h
SEC Pushes Back Decisions on XRP and Altcoin ETFs, Approval Odds High
The U.S. SEC extended the timeline for when they will decide on spot exchange-traded funds (ETFs) for cryptocurrencies, ...
SEC delays decision on XRP, Solana, Litecoin, Dogecoin ETFs
The US Securities and Exchange Commission has extended the deadline to approve a slew of altcoin ETFs, including Grayscale’s ...
CoinDesk1d
U.S. SEC's Acting Chair Walking Back Agency Proposal on Crypto Trading Platforms
The securities regulator's long-delayed rule expanding the scope of certain trading platforms shouldn't have tried to include ...
SEC Probes Cyberattack of Detroit Suburb’s $30 Million Bond Sale
The US Securities and Exchange Commission is investigating a municipal-bond sale by a Detroit suburb that was hacked last year by cyber criminals, resulting in the theft of about $30 million of ...
SEC’s Uyeda calls crypto regulation push a 'mistake,' suggests dropping key proposal
The U.S. Securities and Exchange Commission (SEC) is considering a proposal that could change the definition of "exchange" as ...
Keeping Pace with Modern Regulations: DGQEX Secures U.S. SEC License
Recently, cryptocurrency exchange DGQEX announced a major milestone: successfully obtaining the Regulation D license issued ...
SEC to abandon plan for crypto firms to register as trading systems
The SEC in 2022 proposed requiring some crypto firms to register as alternative trading systems, drawing criticism from the ...
USA Today3d
US securities regulator files to dismiss lawsuit against Coinbase
The U.S. Securities and Exchange Commission on Thursday filed to dismiss its lawsuit against Coinbase COIN.O, the largest U.S. cryptocurrency exchange, putting an end to a legal battle as the ...